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Securities Exchange Act
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#	Item
701	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. IA-3997; January 14, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-14 16:26:56 Business Economics 76th United States Congress Investment Advisers Act Financial adviser
702	Concept Release; Request for Comments: Concept Release on Equity Market Structure Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2010-01-15 16:59:47 Finance NYSE Euronext New York Stock Exchange High-frequency trading NASDAQ Regulation NMS Euronext Stock market Securities Exchange Act Financial markets Financial economics Investment
703	CODE OF CONDUCT FOR INTERMEDIARIES (March Section 1 Add to Reading List Source URL: www.icc-cpi.int Language: English - Date: 2014-04-15 07:40:27 Securities India Securities and Exchange Board of India Act
704	Amicus Brief: Nanopierce Technologies, Stephen Seitz, Jane Seitz, Kathy Knight-McConnel, James Stock, Marueen O'Sullivan, Helen Kolada vs. The Depositary Trust and Clearing Corporation, The Depository Trust Company, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-06 12:52:42 Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission Central Securities Depositories Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Depository Trust & Clearing Corporation Financial economics Financial system Finance
705	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. PCAOBFebruary 12, 2014 Public Company Accounting Oversight Board; Order Granting Approval of Proposed Rules, Standards for Attestation Engageme Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-12 18:00:07 Corporate governance Finance United States corporate law United States securities law Economy of the United States Public Company Accounting Oversight Board Net capital rule Sarbanes–Oxley Act Audit Auditing Accountancy Business
706	The present English text is furnished for information purposes only. The original Polish text published in the Journal of Laws is binding in all respects. REGULATION OF THE MINISTER OF FINANCE1) on the disclosure of info Add to Reading List Source URL: www.knf.gov.pl Language: English - Date: 2015-04-26 03:12:47 73rd United States Congress New Deal Securities Act United States Securities and Exchange Commission Financial system Economics Insider trading Regulation S-K United States securities law Stock market Financial regulation
707	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CFEMay 21, 2015 Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Audit Trail Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-21 14:44:02 Finance Commodity Futures Trading Commission Options Clearing Corporation Futures contract Commodity Exchange Act U.S. Securities and Exchange Commission Financial economics Financial system Confédération Fiscale Européenne
708	Division of Trading and Markets No-Action Letter: SIFMA Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-01-11 10:59:43 Financial system Registered Investment Advisor Securities Industry and Financial Markets Association Broker-dealer Investment Advisor U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Broker Financial economics Finance Financial markets
709	Request for rulemaking to amend Section 14 of the Securities Exchange Act of 1934 to facilitate the use of universal proxy cards in contested elections Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-01-09 12:59:10 Stock market Private law Proxy statement Statements Corporate governance Proxy fight Board of directors Annual general meeting Dodd–Frank Wall Street Reform and Consumer Protection Act Corporations law Business SEC filings
710	INITIAL DECISION RELEASE NO. 790 ADMINISTRATIVE PROCEEDING File NoUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-11 14:04:15 United States Securities and Exchange Commission Government Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Financial regulation SEC filings United States securities law 73rd United States Congress

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